Regulatory
Our regulatory barristers frequently advise individuals and corporate bodies on various regulatory issues.
We also advise and represent clients before courts and tribunals when required (see also Professional Discipline). Compliance advice is given over a wide area including:
- Financial services legislation and the FCA Handbook COBS
- The Bribery Act (policies and procedures to prevent bribery)
- Suspicious activity reports in the regulated sector
- Reports to money laundering officers
- Corporate governance and reporting (POCA)
- Health & Safety Law
- Environmental Law
- Money Laundering, the Proceeds of Crime Act 2002 and the Money Laundering Regulations
- Solicitors’ Regulation, in particular Conduct and the Solicitors Accounts Rules, including:
- Responsibilities of the COLP (Compliance Officer for Legal Practice
- Duties of the COFA (Compliance Officer for Finance and Administration)
- Professional conduct:
- Solicitors’ Regulatory Authority (SRA)
- General Medical Council (GMC)
- General Dental Council (GDC)
- General Optical Council (GOC)
- Accountants (e.g. ICEAW) and Actuaries (AADB)
- Insolvency Practitioners (IPA)
- Trade sanctions
- Corporate governance where issues of exposure to criminal or regulatory proceedings may arise.
This is not an exhaustive list. Please contact our clerks for further information and assistance.
Get in touch
For further information and enquiries please contact our clerks team.
Call: +44 (0)20 7440 8888
Email: clerks@2br.co.uk
Clerk: Paul Rodgers
Telephone: +44 (0)7894 125 434
Email: Click here
Latest Regulatory news and publications
Natalie Bird makes a successful submission of no case to answer at the NMC
Natalie Bird successfully advanced a submission of no case to answer, at a 10-day NMC fitness to practise...
Ashraf Khan appointed as Legal Adviser to the General Pharmaceutical Council’s (GPhC) Fitness to Practise Committee
Chambers is delighted to announce that Ashraf Khan has been appointed by the GPhC to act as an independent Legal...
Jim Sturman KC acts in FCA insider dealing investigation
Jim, instructed by Matt Bosworth and Peter Jeffery of Russell Cooke, acted for a Director of a public company...
Ashraf Khan successfully represents Social Work England in misconduct hearing
Instructed by Amy Wilson and Anna Craig of Capsticks LLP, Ashraf successfully represented Social Work England in its...
Sean Hammond successfully defends in General Optical Council fitness to practice hearing
Sean Hammond, instructed by Conor Heaney Solicitors, successfully defends GOC fitness to practise proceedings brought...
Austin Stoton a contributory author in the recently published 4th edition of “Company Directors, Duties Liabilities and Remedies” edited by Mortimer and Arnold
The 4th Edition of the leading textbook on company directors, “Company Directors, Duties, Liabilities and...
